Castor oil as a potential renewable resource for the production of functional materials
© The Author(s) 2016
Received: 23 November 2015
Accepted: 13 June 2016
Published: 15 July 2016
KeywordsCastor oil Ricinoleic acid Derivatization of castor oil Hydrogenated castor oil (HCO) Capping agent Nanomaterials
Castor plant (Ricinus communis) is from the family Euphorbiaceae and grows wild in varied climatic conditions. The plant produces castor seeds that contain up to 50 % castor oil by weight. The oil can easily be extracted from castor seeds and find its use in a multitude of sectors such as medicine, chemicals industry and in other technologies . The demand for castor oil and its products in the world market has been on the steady increase  partly due to their renewable nature, non-competition with food, biodegradability, low costs, and eco-friendliness. It is now estimated  that the oil has over 700 industrial uses and the uses keeps on increasing.
The chemistry of castor oil is mainly centered on ricinoleic acid due to its high content in the oil and the presence of the three functional groups in the acid. The three functionalities are crucial towards the versatility of the oil for the production of variety of castor oil based products. The carboxylic group for instance, can lead to a wide range of esterification products while the single point of unsaturation can be altered by hydrogenation, epoxidation or vulcanization. On the other hand, the hydroxyl functional group at carbon-12, can be acetylated, alkoxylated or removed by dehydration to increase the unsaturation of the oil.
The reactions of castor oil are becoming of high industrial importance. This paper reviews on the geographical distribution of castor plants and the world production of castor seeds and castor oil. Furthermore, some important reactions on converting castor oil into useful products is discussed. The reactions discussed include hydrogenation, pyrolysis, caustic fusion, dehydration, transesterification, sulphonation, and polymerization. The use of castor oil and ricinoleic acid as green capping agent in the synthesis of nanomaterials is highlighted.
Geographical distribution of castor plant and the world production of castor seeds
The world-wide increase in castor oil production witnessed in the past decade is a clear testimony of the wide range of applications of castor oil and its derivatives in various sectors. The oil is presently used in sectors such as agriculture, food, textile, paper, plastic, rubber, cosmetics, perfumeries, electronics, pharmaceuticals, paints, inks, additives, lubricants and biofuels [1, 8]. The advances made during the last decade in using plant oils and basic oleochemicals in the synthesis and production of diverse products including polymers is remarkable [9, 10]. In the advances, castor oil is among the most versatile plant oil owing to its unique chemical structure that makes it useful in a wide range of industries. It is among the most sought after plant oil mainly due to its rich properties and variety of end-uses.
Castor oil and derivatives global market
Owing to its rich properties and variety of end-uses, together with increased interests in biopolymer and bio-fuels industries, the potential for castor oil to play a much larger role in the world economy has increased dramatically in recent years. For instance, trend shows that castor oil prices steadily rose from $946 per tonne in 2002–2003 to $2390 in 2010–2011 . The contribution of castor oil on the world economy is expected to continue increasing and it has been predicted that the global castor oil and derivatives market will reach USD 1.81 billion by 2020 . The increased interest of substitution of conventional fuel by bio fuels, volatile crude oil prices, higher demand from Europe, China and the US, and growth of key end-use industries including cosmetics and lubricants are expected to drive the global castor oil and derivatives market. On the other hand, threat from other vegetable oils in terms of price and application, and high dependency on seasonality may hinder the market growth. Some major companies operating in the castor oil and derivatives global market are: Thai Castor Oil Industries Co. Ltd., Jayant Agro Organics, Hokoku Corporation, ITOH Oil Chemicals Co. Ltd., Gokul Overseas, Bom Brazil, Liaoyang Huaxing Chemical Co., Ltd., and Kanak Castor Products Pvt. Ltd .
Extraction, composition and properties of castor oil
Castor oil is extracted colourless to very pale yellow viscous liquid with a distinct taste, mild odour and it boils at 586 K . The hydroxyl group in ricinoleic acid (Fig. 4a) account for the unique properties of castor oil. For instance, the oil has relatively high viscosity and specific gravity; it is soluble in alcohols in any proportion and has limited solubility in aliphatic petroleum solvents . In addition, the polar hydroxyl group in castor oil makes it compatible with plasticizers of a wide variety of natural and synthetic resins, waxes, polymers and elastomers . Notable changes on the properties of the castor oil can also be due to several factors such as the method of extraction, seed varieties, weather conditions and soil type. For instance, cold-pressed castor oils have low acid value, low iodine value and a slightly higher saponification value than solvent-extracted oil . It has further been observed that castor seeds from different climatic conditions produce castor oils of different composition and physical–chemical properties [14, 15, 17]. Malaysian castor seeds for instance, contain total lipids (castor oil) reaching up to 43.3 % per dry weight and a saponification value of 182.96 mg KOH/g  while for the Nigerian castor seeds, the total lipids (castor oil) is 48 % per dry weight with a saponification value of 178.00 mg KOH/g .
Chemical transformations of castor oil
The unique properties and diverse applications of castor oil and its derivatives make castor oil popular and even more important among vegetable oils. The presence of ester linkage, a double bond and the hydroxyl group in ricinoleic acid favours the oil as a suitable renewable resource for many chemical reactions, modifications and transformations. The presence of carboxylic group for example, allow transformation of castor oil via several reactions such as esterification, amidation [13, 16, 18] whereas the presence of a double bond, affords the transformation of the oil through reactions such as hydrogenation [16, 19], carbonylation  and epoxidation . Furthermore, the hydroxyl functional group can be acetylated [21, 22] alkoxylated [23, 24] or removed by dehydration [25, 26] to increase the unsaturation of the oil. Catalytic dehydration leads into formation of a new double bond in the chain of ricinoleic acid resulting into a conjugated acid. This change imparts good flexibility, rapid drying, excellent color retention, and water resistance for protective coatings . Both ring-opened glyceryl ricinoleates and epoxy alkyl ricinoleates functionalized castor oil derivatives have recently been prepared with very high yields . The ring-opened glyceryl ricinoleates was achieved through catalytic ring opening and transesterification using epoxidized castor oil (ECO) as a raw material using Amberlyst 15 acid catalyst while the epoxy alkyl ricinoleates was achieved by transesterification of ECO with methanol using CaAl-layered double hydroxide base catalyst. Interestingly, the physical properties of these functionalized castor-based derivatives further demostrate the opportunity to design tailor-made materials suiting industrial needs from the oil.
Chemical transformations of castor oil into castor oil based products are discussed in the subsequent sections.
The semi-solid saturated ricinoleic acid is a valuable material in industries and in resin or polymer mixtures. The oil has high melting point, improved storage qualities, taste, and odor. Moreover, the hydrogenated oil has an improved oxidative and thermal stability. A good quality hydrogenated castor with high hydroxyl value and low iodine value is obtained at 423 K; 1.034 × 106 Pa; in 5 h with 2 % (weight of oil) Raney nickel catalyst . Hydrogenation of castor oil at low pressure (1.96–2.45 × 105 Pa) and low temperature (398–408 K) requires high catalyst concentration [29, 30].
Hydrogenated castor oil (HCO) is insoluble in water and in most organic solvents but it is soluble in hot organic solvents like ether and chloroform . This insolubility is among good qualities that make HCO valuable for lubricant industries because of water resistance and retention of its lubricity. Moreover, the polarity and surface wetting properties of HCO are useful in cosmetics, hair dressing, solid lubricant, paint additives, manufacture of waxes, polishes, carbon paper, candles and crayons .
Hydrolysis of castor oil
Both sebacic acid and capryl alcohol have many uses. The alcohol finds its uses as plasticizer, as a solvent, dehydrater, antibubbling agent and also as a floatation agent in coal industry . The esters of sebacic acid on the other hand are plasticizers for vinyl resins and are also used in the manufacture of dioctyl sebacate (DOS), a jet lubricant and lubricant in air cooled combustion motors [1, 38] Furthermore; sebacic acid is used as a monomer where it reacts with hexamethylenediamine to produce nylon 6–10 .
Transesterification reactions are reversible and therefore an excess alcohol is usually used to shift the equilibrium to the formation of the biodiesel. Generally transesterification reduces the molecular weight and thus reducing the viscosity of the castor oil which is not required in the biodiesel . Transesterification also increases the volatility while maintaining the cetane number and heating value of the biodiesel [43, 44].
Sulphation of castor oil
Sulphation refers to the introduction of SO3 group into an organic compound to produce the characteristic C-OSO3 configuration. Sulphation of castor oil produces sulphuric acid esters (Turkey-red oil) in which the hydroxyl group of ricinoleic acid has been esterified (Scheme 8) . The reaction is done by treating raw castor oil at room temperature or at temperature less than 308 Kwith concentrated sulphuric acid for 3–4 h.
Castor oil based polymers
The depletion of fossil fuels and environmental issues has necessitated researchers to focus their attention and efforts to the utilization of renewable resources as raw materials for the synthesis of polymeric materials. Bio-based polymers offer a number of advantages over polymers prepared from petroleum-based monomers as they are cheaper, readily available from renewable natural resources and they possess comparable or better properties. Some bio-based polymers are biodegradable, nontoxic and have low carbon footprints . Polyamides, polyethers, polyesters and interpenetrating polymer networks have been synthesized from castor oil [10, 39, 57–61]. Most of these castor oil polymers are particularly on the production of polyurethanes, polyamides and polyesters. In another development, the synthesis of interpenetrating polymer networks based on polyol modified castor oil polyurethane and poly(2-hydroxyethylmethacrylate) has been reported .
The 9-carbon fatty acids can be used as monomers in the preparation of condensation polymers such as polyurethane, polyethers and polyesters.
Polyurethane from castor oil monomers
Polyurethanes (PU) are polymers containing urethane linkages (–NHCOO–) in the main polymer chain. They are among the most important and versatile classes of polymers as they can vary from thermoplastic to thermosetting materials [62–68]. The industrial production of polyurethanes is normally accomplished through the polyaddition reaction between organic isocyanates and compounds containing active hydroxyl groups, such as polyols . From an environmental viewpoint, this method is not advantageous because it uses highly reactive and toxic isocyanates, which are commonly produced from an even more dangerous component, phosgene . In the search for green routes to the key polyurethane intermediates, fats and oils offer important alternatives for the production of diols, polyols, and other oxo chemicals, thus, enabling to substitute petrochemicals . Environmentally friendly production of polyurethanes is achieved using plant-derived diols and diisocyanates or using nonisocyanate chemistries . Polyurethanes prepared from vegetable oils exhibit a number of excellent properties that are attributable to its hydrophobicity. Castor oil as a source of polyols, is increasingly finding application in the manufacture of polyurethane. Polyurethane networks based on castor oil as a renewable resource polyol and poly(ethylene glycol) (PEG) with tunable biodegradation rates for biomedical implants and tissue engineering is documented elsewhere . The synthesis involved the reaction of epoxy-terminated polyurethane prepolymers (EPUs) from castor oil with 1,6-hexamethylene diamine curing agent. This is interesting given that there are a limited number of naturally occurring triglycerides which contain the unreacted hydroxyl groups and castor oil being the only commercially-available natural oil polyol that is produced directly from a plant source as all other natural oil polyols require chemical modification prior to their use . Polyurethane derived from castor oil find their applications in areas such as biomedical implants, coatings, cast elastomers, thermoplastic elastomers, rigid foams, semi-rigid foams, sealants, adhesives and flexible foams.
Methoxycarbonylation of undecylenic acid derived from castor oil
Overall, growth of biopolymers from castor oil industries makes the oil potential for it to play a much larger role in the world economy on polymers and to humanity.
Green synthesis of nanomaterials using castor oil or ricinoleic acid
The high percentage of ricinoleic acid and its structural features makes castor oil capable of forming covalent dative bonds with active surface dangling orbitals of chalcogenides quantum dots. Green synthesis of chalcogenides nanomaterials using castor oil and its isolate ricinoleic acid as eco-friendly bio-based capping agents have recently been reported [73–79]. This is environmentally interesting because the use of castor oil and ricinoleic acid as both capping and dispersing agents, eliminate the need for the use of air-sensitive, toxic and expensive chemicals such as trioctylphosphine (TOP), trioctylphosphine oxide (TOPO) and alkyl amines. It is worth noting that the boiling points of castor oil and ricinoleic acid are 586 and 685 K, respectively and thus they are simple to work with since they are liquid at room temperature. Literature reports the high ability of castor oil to prevent agglomeration of the synthesized nanoparticles due to the presence of long-chain hydrophobic moieties, thus forming ultra-small, well dispersed and stable quantum dots for a long period of time [76–79]. Some of these nanomaterials synthesized using castor oil or ricinoleic acid can be suitable for biological and medical applications because no toxic reagents are used in their preparation .
The diversity of chemicals and products produced from castor oil has proven that castor is an important and potential non-edible oilseed crop. The great utilitarian value in industry, agriculture, cosmetics and pharmaceutical sectors is a direct proof that castor oil is a potential bio-based starting material. The presence of a hydroxyl group, carboxylate and double bonds in the ricinoleic acid, imparts unique properties for the derivatization of castor oil into vital industrial raw materials. It has been shown how castor oil can be used as a renewable bio-based raw material for the production a multitude of functional materials. It is equally noted that the diverse possibilities of castor oil transformation mainly depend on the presence of the three functional groups. This review has further shown that castor oil is a potential alternative to petroleum-based starting materials for the production of wide range of industrial materials. It can also be seen that apart from the oil’s unique chemical structure and environmental considerations, the worldwide growth in castor oil demand is due to its easy availability, low cost, non-food competition. It has been observed in the discussion that castor oil is more than just a bio-based raw material in great demand by the chemical industries but its use as a fuel is also seen when transesterification is done. The worldwide increase in the production of castor seeds and castor oil testifies the huge potential as a green bio-resource for chemical transformations because castor oil can be used as the starting material for producing a wide range of end-products.
Dr. E. B. Mubofu obtained his Ph.D. in June 2002 from the University of York, UK where he worked on novel environmentally benign supported palladium catalysts under the supervision of Prof. Dr. James H. Clark and Dr. Duncan Macqurrie in the green chemistry group. He was a postdoctoral fellow for 2 years (2001–2003) at the University of Groningen, Stratingh Institute. In his postdoctoral tenure in the physical organic chemistry group; he worked on the use of water as an alternative cleaner and green solvent for performing Lewis acid catalysed Diels–Alder reactions under the guidance of Prof. Dr. Jan Engberts. In December 2003, he returned to Tanzania and joined the Chemistry Department, University of Dar es Salaam as a lecturer. He is now a senior lecturer since 2008 and is the chairman of the Department since 2012. EBM research interests are on Green Chemistry, nanomaterials and catalysis. He is involved with the novel chemical modification of nanomaterial surfaces and their application to different reactions, such as acid-catalysed reactions, water treatment, drug-delivery, catalytic oxidations and carbon–carbon bond forming transformations. He is heavily involved on the synthesis of nanomaterials using locally and cheaply available renewable bio-based capping agents for various applications. He has developed several palladium/copper heterogeneous catalysts (metal and biocatalysts) using chemically modified MTS with cashew nut shell liquid (CNSL) surfactant. He has authored or co-authored several publications in international journals on the use of renewable resources to generate functional materials.
I would like to acknowledge the National Research Foundation and the Commission for Science and Technology through NRF-COSTECH project for partial financial support to this work. Mr. James Mgaya and Mr. Athumani Omari are acknowledged for their assistance in writing the manuscript and for their technical assistance.
The author declares no competing interests.
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